Sapia Partners LLP

• Principal Place of Business

  4th Floor

  3 More London Riverside

  London

  SE1 2AQ

  UNITED KINGDOM

  Phone

  +442073975450

  Web

  https://iqeq.com/sapia/

• Complaints Contact

  4th Floor

  3 More London Riverside

  London

  SE1 2AQ

  UNITED KINGDOM

  Phone

  +442073975450

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · The scope of the appointment of the firm's appointed representatives and tied agents and the scope of the activities and business of its appointed representatives and tied agents for which the firm accepts responsibility must not cover retail clients. The firm must use its best endeavours to ensure that it's appointed representatives and tied agents do not carry out activities with or for retail clients in the course of that business
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• . Sapia Capital Partners LTD

  IRN XXS01169

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (15 Aug 2011 to 8 Dec 2019)
• Aaron Heger

  IRN AXH01855

  • CF30 Customer (14 Mar 2013 to 6 Mar 2015)
• Abhimanyu Toor

  IRN AXT01502

  • CF30 Customer (25 Jun 2020 to 30 Apr 2025)
• Abigail May

  IRN AXM02413

  • CF4 Partner (AR) (20 Jul 2016 to 20 Jul 2017)
  • CF1 Director (AR) (8 Jan 2016 to 20 Jul 2017)
  • CF30 Customer (14 Jul 2015 to 20 Jul 2017)
• Adalbert Jean Wysocki

  IRN AJW01582

  • CF30 Customer (17 Aug 2015 to 1 Nov 2016)
• Adam Bergenfield

  IRN AJB01713

  • CF4 Partner (AR) (5 Jun 2014 to 28 Oct 2014)
  • CF30 Customer (5 Jun 2014 to 28 Oct 2014)
• Adam Raymond Abrahams

  IRN ARA01029

  • CF30 Customer (22 Mar 2024 to 23 Jan 2025)
• Adrian Philip Wilkins

  IRN APW00012

  • CF1 Director (AR) (16 Jul 2014 to 7 Nov 2019)
  • CF30 Customer (16 Jul 2014 to 7 Nov 2019)
• Adrian Reeve

  IRN AXR02845

  • CF30 Customer (14 Jun 2017 to 2 Nov 2018)
  • CF1 Director (AR) (14 Jun 2017 to 2 Nov 2018)
• Agate Freimane

  IRN AXF01713

  • CF30 Customer (27 Oct 2015 to 1 Nov 2016)

• Stone Cube Capital Limited (no longer appointed)

  FRN 659807 · Appointed 13 Aug 2015 · Until 12 Apr 2016

• 24 Haymarket Limited (no longer appointed)

  FRN 713809 · Appointed 13 Aug 2015 · Until 30 Oct 2019

• Gresham House Asset Management Limited (no longer appointed)

  FRN 712975 · Appointed 5 Aug 2015 · Until 6 Nov 2015

• Scaevola Financial Ltd (no longer appointed)

  FRN 712033 · Appointed 29 Jul 2015 · Until 1 Mar 2016

• Sandown Capital Partners LLP (no longer appointed)

  FRN 710914 · Appointed 21 Jul 2015 · Until 18 Jan 2016

• Crowd With Us Limited (no longer appointed)

  FRN 707804 · Appointed 23 Jun 2015 · Until 22 Sep 2016

• Anthemis Capital Managers Limited (no longer appointed)

  FRN 707177 · Appointed 18 Jun 2015 · Until 16 Jun 2016

• Backed LLP (no longer appointed)

  FRN 705457 · Appointed 4 Jun 2015 · Until 18 Jun 2021

• Highgate Capital Management LLP (no longer appointed)

  FRN 704338 · Appointed 1 Jun 2015 · Until 1 Apr 2016

• Atlas Merchant Capital Holdings UK Limited (no longer appointed)

  FRN 698276 · Appointed 22 May 2015 · Until 1 Feb 2022

No changes recorded yet.