Sapia Partners LLP

• Principal Place of Business

  4th Floor

  3 More London Riverside

  London

  SE1 2AQ

  UNITED KINGDOM

  Phone

  +442073975450

  Web

  https://iqeq.com/sapia/

• Complaints Contact

  4th Floor

  3 More London Riverside

  London

  SE1 2AQ

  UNITED KINGDOM

  Phone

  +442073975450

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · The scope of the appointment of the firm's appointed representatives and tied agents and the scope of the activities and business of its appointed representatives and tied agents for which the firm accepts responsibility must not cover retail clients. The firm must use its best endeavours to ensure that it's appointed representatives and tied agents do not carry out activities with or for retail clients in the course of that business
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Toby Aubrey Ross

  IRN TAR01061

  • CF30 Customer (27 Aug 2021 to 1 Apr 2022)
• Toby Charles Dodson

  IRN TCD01025

  • CF30 Customer (25 Mar 2015 to 17 Dec 2015)
• Tolga Akar

  IRN TXA01070

  • CF30 Customer (14 Nov 2016 to 10 Jul 2020)
  • CF1 Director (AR) (14 Nov 2016 to 10 Jul 2020)
• Tom Ball

  IRN TXB01545

  • [FCA CF] Client dealing (13 Oct 2021 to 11 Nov 2022)
• Tommaso Armanini

  IRN TXA00051

  • CF30 Customer (1 Mar 2021 to 1 Nov 2023)
• Udayan Goyal

  IRN UXG01004

  • CF4 Partner (AR) (13 Jan 2015 to 29 Apr 2015)
  • CF30 Customer (13 Jan 2015 to 29 Apr 2015)
• Umarany Somasundara Rajah

  IRN USR01001

  • CF30 Customer (25 Apr 2019 to 9 Jan 2020)
  • CF1 Director (AR) (25 Apr 2019 to 9 Jan 2020)
  • CF3 Chief Executive (AR) (24 May 2016 to 18 Jan 2017)
• VLD3 AG

  IRN VXA00083

  • CF4 Partner (AR) (2 Sep 2024 to 1 Oct 2024)
• Varun Manmohan Kapur

  IRN VMK01012

  • CF2 Non Executive Director (AR) (11 Sep 2019 to 9 Jan 2020)
• Vasanthakumar Rajasooriyar

  IRN VXR01062

  • [FCA CF] Material risk taker (since 28 Apr 2025)
  • [FCA CF] Client dealing (15 Feb 2024 to 24 Apr 2025)

• Alpstone Capital LLP (no longer appointed)

  FRN 763083 · Appointed 28 Oct 2016 · Until 5 Apr 2017

• Abaka Holdings Limited (no longer appointed)

  FRN 763087 · Appointed 28 Oct 2016 · Until 30 Nov 2018

• Dome Group Financial Advisers Limited (no longer appointed)

  FRN 762918 · Appointed 27 Oct 2016 · Until 13 Jul 2020 · Tied agent

• iGen Capital Ltd (no longer appointed)

  FRN 737725 · Appointed 24 Oct 2016 · Until 16 Jan 2020 · Tied agent

• Vital Concept (UK) Ltd (no longer appointed)

  FRN 762356 · Appointed 20 Oct 2016 · Until 26 Oct 2017

• Huddlestock Limited (no longer appointed)

  FRN 760949 · Appointed 12 Oct 2016 · Until 29 Jun 2017

• Tanto Capital Partners LLP (no longer appointed)

  FRN 673691 · Appointed 7 Oct 2016 · Until 27 Feb 2019

• IW Capital Limited (no longer appointed)

  FRN 590000 · Appointed 4 Oct 2016 · Until 23 Apr 2020

• Alpha-I Limited (no longer appointed)

  FRN 759732 · Appointed 3 Oct 2016 · Until 24 Jun 2017

• Uptick Trading Ltd (no longer appointed)

  FRN 755250 · Appointed 5 Aug 2016 · Until 3 Jan 2017

No changes recorded yet.