Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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N. M. ROTHSCHILD & SONS LIMITED
FRN 124451
- [FCA CF] Client dealing (since 22 Jun 2022)
- [FCA CF] Client dealing (31 Dec 2020 to 13 Jul 2021)
- CF30 Customer (29 Dec 2009 to 6 Mar 2016)
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- CF30 Customer (27 Aug 2021 to 1 Apr 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.