Sapia Partners LLP

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FRN: 550103
Date authorised: 1 April 2013
Companies House: OC354934
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

4th Floor

3 More London Riverside

London

SE1 2AQ

UNITED KINGDOM

Phone

+442073975450

Web

https://iqeq.com/sapia/
Complaints Contact

4th Floor

3 More London Riverside

London

SE1 2AQ

UNITED KINGDOM

Phone

+442073975450

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Runs Investment Funds
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 3 limitations Hide limitations
- · The scope of the appointment of the firm's appointed representatives and tied agents and the scope of the activities and business of its appointed representatives and tied agents for which the firm accepts responsibility must not cover retail clients. The firm must use its best endeavours to ensure that it's appointed representatives and tied agents do not carry out activities with or for retail clients in the course of that business
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Vicky Wai-Choo Kubitscheck
IRN VWK01003
- SMF9 Chair of the Governing Body (since 10 Oct 2024)
- Director of firm who is not a certification employee or a SMF manager (since 11 Jul 2024)
Victor Cho
IRN VXC01327
- CF30 Customer (21 Dec 2017 to 28 Nov 2019)
- CF1 Director (AR) (21 Dec 2017 to 28 Nov 2019)
Victor Manuel Carballo Corral
IRN VMC01020
- CF30 Customer (18 Dec 2013 to 9 Jun 2016)
Victor Parzyjagla
IRN VXP01461
- CF1 Director (AR) (24 Oct 2019 to 26 Oct 2020)
- CF30 Customer (24 Oct 2019 to 26 Oct 2020)
Victoria Kasper
IRN VXK01329
- CF30 Customer (18 Oct 2017 to 11 Jun 2019)
Victoria Margaret Desilva Randall-Hollins
IRN VMR01024
- CF30 Customer (26 Jan 2021 to 11 Oct 2021)
- CF1 Director (AR) (16 Apr 2018 to 11 Oct 2021)
Victoria Vaksman
IRN VXV01112
- CF1 Director (AR) (22 May 2017 to 1 Nov 2022)
- CF30 Customer (22 May 2017 to 1 Nov 2022)
Vinay Anthony Bedi
IRN VAB01010
- CF30 Customer (8 Aug 2018 to 27 Jan 2020)
Vincent Walker
IRN VOW01006
- CF30 Customer (28 Jan 2020 to 9 Dec 2020)
Vinicius Karam
IRN VXK09883
- CF30 Customer (1 Jan 2019 to 27 Dec 2019)
- CF1 Director (AR) (1 Jan 2019 to 27 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Artha Partners Ltd (no longer appointed)
FRN 799544 · Appointed 25 Jan 2018 · Until 24 May 2023
Coinshares (UK) Limited (no longer appointed)
FRN 798696 · Appointed 16 Jan 2018 · Until 29 Oct 2019 · Tied agent
Everock Assets Limited (no longer appointed)
FRN 797310 · Appointed 27 Dec 2017 · Until 11 Feb 2019
QBERA CAPITAL LLP (no longer appointed)
FRN 797009 · Appointed 21 Dec 2017 · Until 3 Aug 2018
Top Capital Corporation Limited (no longer appointed)
FRN 796510 · Appointed 14 Dec 2017 · Until 29 Nov 2019 · Tied agent
Outlier Ventures Operations Ltd (no longer appointed)
FRN 795526 · Appointed 1 Dec 2017 · Until 29 Apr 2020 · Tied agent
ATOMINVEST LIMITED (no longer appointed)
FRN 794040 · Appointed 14 Nov 2017 · Until 27 Mar 2018
Infinito Positivo Ltd (no longer appointed)
FRN 793733 · Appointed 9 Nov 2017 · Until 19 Dec 2018
IMPACT HEALTH PARTNERS LLP (no longer appointed)
FRN 793558 · Appointed 7 Nov 2017 · Until 14 Mar 2019
Yan Capital Limited (no longer appointed)
FRN 793318 · Appointed 3 Nov 2017 · Until 1 Dec 2017

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.