Sapia Partners LLP

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FRN: 550103
Date authorised: 1 April 2013
Companies House: OC354934
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

4th Floor

3 More London Riverside

London

SE1 2AQ

UNITED KINGDOM

Phone

+442073975450

Web

https://iqeq.com/sapia/
Complaints Contact

4th Floor

3 More London Riverside

London

SE1 2AQ

UNITED KINGDOM

Phone

+442073975450

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Runs Investment Funds
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 3 limitations Hide limitations
- · The scope of the appointment of the firm's appointed representatives and tied agents and the scope of the activities and business of its appointed representatives and tied agents for which the firm accepts responsibility must not cover retail clients. The firm must use its best endeavours to ensure that it's appointed representatives and tied agents do not carry out activities with or for retail clients in the course of that business
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Ahmed Obaydi
IRN AXO01555
- CF4 Partner (AR) (1 Jul 2015 to 31 Mar 2016)
Aidan John Mehigan
IRN AJM01577
- CF1 Director (AR) (7 Jul 2015 to 7 Dec 2015)
- CF30 Customer (7 Jul 2015 to 7 Dec 2015)
Akshay Bhatnagar
IRN AXB01919
- CF30 Customer (7 Dec 2018 to 19 Jun 2020)
- CF1 Director (AR) (7 Dec 2018 to 19 Jun 2020)
Alan Edward Armstrong
IRN AXA02525
- CF30 Customer (21 Feb 2017 to 21 Apr 2020)
Alan Joseph Healy
IRN AXH86938
- CF30 Customer (28 Oct 2020 to 1 Feb 2022)
Alastair Justin Hops
IRN AJH01643
- CF1 Director (AR) (16 Nov 2018 to 20 Nov 2020)
Alastair MacKinnon Galloway
IRN AMG01166
- CF4 Partner (AR) (2 Oct 2012 to 5 Jan 2015)
- CF30 Customer (15 May 2012 to 5 Jan 2015)
Alastair Simmie
IRN AJS01632
- CF30 Customer (7 Oct 2013 to 25 Oct 2013)
Alberic Jacques Henri De Coulange
IRN AJD01410
- CF30 Customer (18 Jan 2017 to 30 Jan 2019)
- CF1 Director (AR) (18 Jan 2017 to 30 Jan 2019)
Alberto Eman
IRN AXE01656
- CF2 Non Executive Director (AR) (14 Jul 2016 to 25 Feb 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Artha Partners Ltd (no longer appointed)
FRN 799544 · Appointed 25 Jan 2018 · Until 24 May 2023
Coinshares (UK) Limited (no longer appointed)
FRN 798696 · Appointed 16 Jan 2018 · Until 29 Oct 2019 · Tied agent
Everock Assets Limited (no longer appointed)
FRN 797310 · Appointed 27 Dec 2017 · Until 11 Feb 2019
QBERA CAPITAL LLP (no longer appointed)
FRN 797009 · Appointed 21 Dec 2017 · Until 3 Aug 2018
Top Capital Corporation Limited (no longer appointed)
FRN 796510 · Appointed 14 Dec 2017 · Until 29 Nov 2019 · Tied agent
Outlier Ventures Operations Ltd (no longer appointed)
FRN 795526 · Appointed 1 Dec 2017 · Until 29 Apr 2020 · Tied agent
ATOMINVEST LIMITED (no longer appointed)
FRN 794040 · Appointed 14 Nov 2017 · Until 27 Mar 2018
Infinito Positivo Ltd (no longer appointed)
FRN 793733 · Appointed 9 Nov 2017 · Until 19 Dec 2018
IMPACT HEALTH PARTNERS LLP (no longer appointed)
FRN 793558 · Appointed 7 Nov 2017 · Until 14 Mar 2019
Yan Capital Limited (no longer appointed)
FRN 793318 · Appointed 3 Nov 2017 · Until 1 Dec 2017

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.