Sapia Partners LLP

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FRN: 550103
Date authorised: 1 April 2013
Companies House: OC354934
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

4th Floor

3 More London Riverside

London

SE1 2AQ

UNITED KINGDOM

Phone

+442073975450

Web

https://iqeq.com/sapia/
Complaints Contact

4th Floor

3 More London Riverside

London

SE1 2AQ

UNITED KINGDOM

Phone

+442073975450

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Runs Investment Funds
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 3 limitations Hide limitations
- · The scope of the appointment of the firm's appointed representatives and tied agents and the scope of the activities and business of its appointed representatives and tied agents for which the firm accepts responsibility must not cover retail clients. The firm must use its best endeavours to ensure that it's appointed representatives and tied agents do not carry out activities with or for retail clients in the course of that business
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Rebeca Laine Ehrnrooth
IRN RLC01033
- CF30 Customer (7 Aug 2014 to 3 Jan 2025)
- CF1 Director (AR) (7 Aug 2014 to 3 Jan 2025)
Rebecca Jane Lewis
IRN RJL01237
- CF30 Customer (18 May 2018 to 16 Feb 2024)
- CF1 Director (AR) (17 May 2016 to 16 Feb 2024)
Rezaah Ahmad
IRN RXA01342
- CF1 Director (AR) (21 Jul 2014 to 24 Oct 2014)
- CF30 Customer (21 Jul 2014 to 24 Oct 2014)
Ricardo Falter
IRN RWF29859
- CF30 Customer (2 Dec 2020 to 2 Feb 2021)
Richard Alexander Leaver
IRN RAL01094
- CF1 Director (AR) (13 Nov 2012 to 11 Dec 2014)
- CF30 Customer (13 Nov 2012 to 11 Dec 2014)
Richard Austin Stevens
IRN RAS00074
- CF1 Director (AR) (12 Nov 2023 to 30 Jul 2025)
Richard Clive Hardebeck
IRN RCH01134
- CF1 Director (AR) (13 Oct 2015 to 27 Nov 2015)
- CF30 Customer (13 Oct 2015 to 27 Nov 2015)
Richard Cockburn
IRN RXC01495
- CF30 Customer (18 May 2017 to 20 Jun 2017)
Richard Dewes
IRN RXD01957
- CF1 Director (AR) (11 May 2018 to 25 Sep 2018)
Richard Douglas Edwards
IRN RDE01011
- CF1 Director (AR) (19 May 2020 to 8 Mar 2021)
- CF30 Customer (19 May 2020 to 8 Mar 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Black Swan Equity Partners LLP (no longer appointed)
FRN 823991 · Appointed 23 Oct 2018 · Until 21 Dec 2020 · Tied agent
Koodoo Global Ltd (no longer appointed)
FRN 822890 · Appointed 10 Oct 2018 · Until 15 Jan 2020
Epsilon Capital Limited (no longer appointed)
FRN 821120 · Appointed 18 Sep 2018 · Until 6 Aug 2019 · Tied agent
Carlton Square Capital Limited (no longer appointed)
FRN 820781 · Appointed 13 Sep 2018 · Until 5 Apr 2019
Seraph Aviation Capital UK Limited (no longer appointed)
FRN 820622 · Appointed 12 Sep 2018 · Until 8 Sep 2022
Arlington Capital Markets Limited (no longer appointed)
FRN 818438 · Appointed 29 Aug 2018 · Until 2 Apr 2020 · Tied agent
Haatch Ventures LLP (no longer appointed)
FRN 815503 · Appointed 3 Aug 2018 · Until 11 Oct 2019
Firestartr LLP (no longer appointed)
FRN 613664 · Appointed 30 Jul 2018 · Until 26 Mar 2019
Solid Global Investors Advisory Limited (no longer appointed)
FRN 814764 · Appointed 25 Jul 2018 · Until 8 Jun 2020 · Tied agent
Thameside Markets Limited (no longer appointed)
FRN 814320 · Appointed 19 Jul 2018 · Until 22 Aug 2019 · Tied agent

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.