Richard Cockburn

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sapia Partners LLP (no longer approved here)
FRN 550103
- CF30 Customer (18 May 2017 to 20 Jun 2017)
Union Bancaire Privée (UK) Limited (no longer approved here)
FRN 119250
- CF30 Customer (24 Mar 2011 to 25 Jun 2012)
RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)
FRN 194713
- CF30 Customer (15 Jan 2010 to 30 Sep 2010)
- CF21 Investment Adviser (7 Sep 2004 to 12 Dec 2005)
- CF27 Investment Management (7 Sep 2004 to 12 Dec 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.