Sapia Partners LLP

• Principal Place of Business

  4th Floor

  3 More London Riverside

  London

  SE1 2AQ

  UNITED KINGDOM

  Phone

  +442073975450

  Web

  https://iqeq.com/sapia/

• Complaints Contact

  4th Floor

  3 More London Riverside

  London

  SE1 2AQ

  UNITED KINGDOM

  Phone

  +442073975450

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · The scope of the appointment of the firm's appointed representatives and tied agents and the scope of the activities and business of its appointed representatives and tied agents for which the firm accepts responsibility must not cover retail clients. The firm must use its best endeavours to ensure that it's appointed representatives and tied agents do not carry out activities with or for retail clients in the course of that business
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Kevin Virgil

  IRN KXV01060

  • CF30 Customer (22 Oct 2013 to 24 Apr 2014)
  • CF1 Director (AR) (22 Oct 2013 to 24 Apr 2014)
• Kieran Thomas O'Gorman

  IRN KTO01004

  • CF30 Customer (21 Nov 2013 to 25 Jun 2017)
  • CF1 Director (AR) (21 Nov 2013 to 25 Jun 2017)
• Kim Christian Koehler

  IRN KCK01004

  • CF1 Director (AR) (1 Oct 2012 to 23 Jan 2013)
  • CF30 Customer (26 Jan 2012 to 23 Jan 2013)
• Kimberly Lauren Pucher

  IRN KXP17669

  • CF30 Customer (29 Jul 2019 to 24 Feb 2022)
• Kishan Khushal

  IRN KXK00147

  • CF30 Customer (6 Sep 2024 to 4 Oct 2024)
• Kyle Griswold

  IRN KXG01399

  • CF1 Director (AR) (26 Jun 2023 to 4 Oct 2024)
• Lamice Hourani

  IRN LXH01307

  • CF1 Director (AR) (11 Aug 2022 to 31 Oct 2025)
  • CF30 Customer (11 Aug 2022 to 31 Oct 2025)
  • CF3 Chief Executive (AR) (11 Aug 2022 to 31 Oct 2025)
• Lara Elizabeth Hughes

  IRN LEH01057

  • CF30 Customer (23 Aug 2017 to 3 Aug 2018)
• Lars Bjorn Dupont Jensen

  IRN LBJ01004

  • CF4 Partner (AR) (3 Oct 2012 to 14 Dec 2012)
  • CF30 Customer (13 Dec 2011 to 14 Dec 2012)
• Laura Shuna Wickham

  IRN LSW01035

  • CF30 Customer (14 Apr 2018 to 9 Apr 2019)

• Black Swan Equity Partners LLP (no longer appointed)

  FRN 823991 · Appointed 23 Oct 2018 · Until 21 Dec 2020 · Tied agent

• Koodoo Global Ltd (no longer appointed)

  FRN 822890 · Appointed 10 Oct 2018 · Until 15 Jan 2020

• Epsilon Capital Limited (no longer appointed)

  FRN 821120 · Appointed 18 Sep 2018 · Until 6 Aug 2019 · Tied agent

• Carlton Square Capital Limited (no longer appointed)

  FRN 820781 · Appointed 13 Sep 2018 · Until 5 Apr 2019

• Seraph Aviation Capital UK Limited (no longer appointed)

  FRN 820622 · Appointed 12 Sep 2018 · Until 8 Sep 2022

• Arlington Capital Markets Limited (no longer appointed)

  FRN 818438 · Appointed 29 Aug 2018 · Until 2 Apr 2020 · Tied agent

• Haatch Ventures LLP (no longer appointed)

  FRN 815503 · Appointed 3 Aug 2018 · Until 11 Oct 2019

• Firestartr LLP (no longer appointed)

  FRN 613664 · Appointed 30 Jul 2018 · Until 26 Mar 2019

• Solid Global Investors Advisory Limited (no longer appointed)

  FRN 814764 · Appointed 25 Jul 2018 · Until 8 Jun 2020 · Tied agent

• Thameside Markets Limited (no longer appointed)

  FRN 814320 · Appointed 19 Jul 2018 · Until 22 Aug 2019 · Tied agent

No changes recorded yet.