Sapia Partners LLP

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FRN: 550103
Date authorised: 1 April 2013
Companies House: OC354934
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

4th Floor

3 More London Riverside

London

SE1 2AQ

UNITED KINGDOM

Phone

+442073975450

Web

https://iqeq.com/sapia/
Complaints Contact

4th Floor

3 More London Riverside

London

SE1 2AQ

UNITED KINGDOM

Phone

+442073975450

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Runs Investment Funds
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 3 limitations Hide limitations
- · The scope of the appointment of the firm's appointed representatives and tied agents and the scope of the activities and business of its appointed representatives and tied agents for which the firm accepts responsibility must not cover retail clients. The firm must use its best endeavours to ensure that it's appointed representatives and tied agents do not carry out activities with or for retail clients in the course of that business
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Louise Helen Farley
IRN LHF01010
- CF30 Customer (24 Dec 2016 to 25 Jun 2017)
Luca Barbi
IRN LXB01694
- CF30 Customer (30 Oct 2013 to 11 Sep 2014)
Luca Schmid
IRN LXS00526
- CF30 Customer (since 26 Jun 2025)
Luca Severo
IRN LXS01297
- CF30 Customer (18 Apr 2019 to 17 Mar 2025)
- CF4 Partner (AR) (18 Apr 2019 to 17 Mar 2025)
Lucy Elizabeth Carmody
IRN LEC01057
- CF1 Director (AR) (18 Jul 2019 to 12 Feb 2020)
- CF30 Customer (9 Aug 2018 to 12 Feb 2020)
Luigi Ambrosi
IRN LXA40172
- CF30 Customer (8 Mar 2023 to 1 Nov 2023)
Luis Miguel Ronald Phillips
IRN LXP16431
- CF30 Customer (28 Jun 2019 to 18 Dec 2020)
- CF4 Partner (AR) (28 Jun 2019 to 18 Dec 2020)
Luke David Stuart Davis
IRN LDD01011
- CF30 Customer (2 Dec 2016 to 21 Apr 2020)
- CF1 Director (AR) (2 Dec 2016 to 21 Apr 2020)
Luke O'Halloran
IRN LXO00122
- CF30 Customer (since 28 Feb 2026)
Maciej Wisniewski
IRN MXW02371
- CF30 Customer (3 Nov 2018 to 3 Dec 2018)
- CF1 Director (AR) (3 Nov 2018 to 3 Dec 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

ARES MF UK MANAGEMENT LIMITED (no longer appointed)
FRN 826869 · Appointed 29 Nov 2018 · Until 1 Jan 2026
NEW RHEIN (UK) ADVISORY LLP (no longer appointed)
FRN 826942 · Appointed 26 Nov 2018 · Until 26 May 2021 · Tied agent
Turim UK Limited (no longer appointed)
FRN 744760 · Appointed 21 Nov 2018 · Until 23 Aug 2021 · Tied agent
Built Venture Capital Limited (no longer appointed)
FRN 826519 · Appointed 20 Nov 2018 · Until 22 Jun 2020
Prodigy Services Limited (no longer appointed)
FRN 751089 · Appointed 13 Nov 2018 · Until 20 Nov 2020 · Tied agent
Greenridge Investment Management Limited (no longer appointed)
FRN 825593 · Appointed 9 Nov 2018 · Until 9 Nov 2019 · Tied agent
Aperture Investors UK, Ltd (no longer appointed)
FRN 825462 · Appointed 8 Nov 2018 · Until 31 Jan 2020 · Tied agent
Macromoney UK Ltd (no longer appointed)
FRN 763476 · Appointed 2 Nov 2018 · Until 3 Dec 2018
Ganador International Limited (no longer appointed)
FRN 823984 · Appointed 23 Oct 2018 · Until 6 Mar 2019
Resegon Capital Partners LLP (no longer appointed)
FRN 823985 · Appointed 23 Oct 2018 · Until 18 Mar 2019

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.