Louise Helen Farley

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LEELA REGULATORY SOLUTIONS LIMITED

    FRN 845185

    • CF4 Partner (AR) (since 28 Nov 2023)
    • CF30 Customer (since 28 Nov 2023)
  • Deepbridge Capital LLP (no longer approved here)

    FRN 563366

    • SMF27 Partner (25 Aug 2022 to 11 Sep 2023)
    • [FCA CF] Significant management (1 Jan 2020 to 31 Oct 2023)
    • [FCA CF] Material risk taker (1 Jan 2020 to 31 Oct 2023)
    • [FCA CF] Client dealing (1 Jan 2020 to 31 Oct 2023)
    • [FCA CF] Manager of certification employee (1 Jan 2020 to 31 Oct 2023)
  • Sapia Partners LLP (no longer approved here)

    FRN 550103

    • CF30 Customer (24 Dec 2016 to 25 Jun 2017)

Recent activity

Updates to this individual's record on the FCA register.

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