Sapia Partners LLP

• Principal Place of Business

  4th Floor

  3 More London Riverside

  London

  SE1 2AQ

  UNITED KINGDOM

  Phone

  +442073975450

  Web

  https://iqeq.com/sapia/

• Complaints Contact

  4th Floor

  3 More London Riverside

  London

  SE1 2AQ

  UNITED KINGDOM

  Phone

  +442073975450

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · The scope of the appointment of the firm's appointed representatives and tied agents and the scope of the activities and business of its appointed representatives and tied agents for which the firm accepts responsibility must not cover retail clients. The firm must use its best endeavours to ensure that it's appointed representatives and tied agents do not carry out activities with or for retail clients in the course of that business
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Daniel Dickens

  IRN DXD00350

  • [FCA CF] Material risk taker (since 20 May 2025)
  • [FCA CF] Client dealing (since 12 Dec 2023)
  • CF4 Partner (AR) (since 26 Jun 2023)
  • CF30 Customer (since 26 Jun 2023)
• Daniel Guy William Martin

  IRN DGM01076

  • CF1 Director (AR) (22 Nov 2017 to 23 Sep 2019)
  • CF30 Customer (22 Nov 2017 to 23 Sep 2019)
• Daniel James Clark-Rossi

  IRN DJC01307

  • CF30 Customer (1 Dec 2014 to 5 Feb 2015)
• Daniel James Tammas-Hastings

  IRN DJT01194

  • CF30 Customer (12 Jan 2017 to 29 Jun 2017)
  • CF1 Director (AR) (12 Jan 2017 to 29 Jun 2017)
• Daniel Jeon

  IRN DXJ81221

  • CF30 Customer (14 Sep 2020 to 31 Dec 2025)
• Daniel Jonathan Abrahams

  IRN DJA01136

  • CF1 Director (AR) (23 Mar 2015 to 30 Jan 2017)
  • CF30 Customer (23 Mar 2015 to 30 Jan 2017)
• Daniel Leonard Masters

  IRN DLM01041

  • CF1 Director (AR) (1 Mar 2018 to 28 Oct 2019)
  • CF30 Customer (1 Mar 2018 to 28 Oct 2019)
• Daniel Peter Green

  IRN DPG01070

  • CF30 Customer (8 Dec 2016 to 3 May 2017)
• Daniel Peter Richard Morris

  IRN DXM01145

  • CF30 Customer (since 13 Jan 2025)
• Daniel Peter Somers

  IRN DPS01154

  • CF30 Customer (21 Dec 2012 to 11 Dec 2014)
  • CF1 Director (AR) (4 Dec 2012 to 11 Dec 2014)

• ARES MF UK MANAGEMENT LIMITED (no longer appointed)

  FRN 826869 · Appointed 29 Nov 2018 · Until 1 Jan 2026

• NEW RHEIN (UK) ADVISORY LLP (no longer appointed)

  FRN 826942 · Appointed 26 Nov 2018 · Until 26 May 2021 · Tied agent

• Turim UK Limited (no longer appointed)

  FRN 744760 · Appointed 21 Nov 2018 · Until 23 Aug 2021 · Tied agent

• Built Venture Capital Limited (no longer appointed)

  FRN 826519 · Appointed 20 Nov 2018 · Until 22 Jun 2020

• Prodigy Services Limited (no longer appointed)

  FRN 751089 · Appointed 13 Nov 2018 · Until 20 Nov 2020 · Tied agent

• Greenridge Investment Management Limited (no longer appointed)

  FRN 825593 · Appointed 9 Nov 2018 · Until 9 Nov 2019 · Tied agent

• Aperture Investors UK, Ltd (no longer appointed)

  FRN 825462 · Appointed 8 Nov 2018 · Until 31 Jan 2020 · Tied agent

• Macromoney UK Ltd (no longer appointed)

  FRN 763476 · Appointed 2 Nov 2018 · Until 3 Dec 2018

• Ganador International Limited (no longer appointed)

  FRN 823984 · Appointed 23 Oct 2018 · Until 6 Mar 2019

• Resegon Capital Partners LLP (no longer appointed)

  FRN 823985 · Appointed 23 Oct 2018 · Until 18 Mar 2019

No changes recorded yet.