Daniel Jonathan Abrahams

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Alfreton Capital LLP
FRN 758314
- [FCA CF] Client dealing (since 23 Jan 2024)
- SMF27 Partner (since 9 Dec 2019)
- CF11 Money Laundering Reporting (1 Feb 2017 to 19 Jul 2018)
- CF10 Compliance Oversight (1 Feb 2017 to 19 Jul 2018)
- CF30 Customer (1 Feb 2017 to 8 Dec 2019)
- CF4 Partner (1 Feb 2017 to 8 Dec 2019)
Sapia Partners LLP (no longer approved here)
FRN 550103
- CF30 Customer (23 Mar 2015 to 30 Jan 2017)
- CF1 Director (AR) (23 Mar 2015 to 30 Jan 2017)
Alfreton Capital Management Ltd (no longer approved here)
FRN 677063
- Employed By (16 Mar 2015 to 30 Jan 2017)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF21 Investment Adviser (30 Jan 2004 to 31 Aug 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.