Santander ISA Managers Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
287 St. Vincent StreetGlasgowG2 5NBUNITED KINGDOM- Phone
- +4408003281328
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Complaints Contact
287 St. Vincent StreetGlasgowG2 5NBUNITED KINGDOM- Phone
- +448001712171
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Limited to dealing-only activities.
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Arranges Asset Safekeeping
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Investment Setup
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Limited to transaction-only activities.
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Holds Your Assets
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Niall Robert Ferguson
IRN NRF00007
- CF20 Significant Mgt (Settlements) (1 Dec 2001 to 30 Aug 2002)
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Nichola Jayne Gammie
IRN NJG00024
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
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Nichola Toni Baldock
IRN NTB01022
- CF21 Investment Adviser (27 May 2002 to 30 Aug 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 May 2002)
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Nicholas Andrew Clark
IRN NAC01063
- CF22 Investment Adviser (Trainee) (21 May 2002 to 30 Aug 2002)
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Nicholas Edward Olding
IRN NEO00001
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
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Nicholas John Helyar
IRN NJH00050
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
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Nicholas Miles Rowsome
IRN NMR00003
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
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Nick Heath
IRN NJH01128
- CF22 Investment Adviser (Trainee) (10 Jun 2002 to 10 Jun 2002)
- CF21 Investment Adviser (10 Jun 2002 to 30 Aug 2002)
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Nick Kelly
IRN NXK00065
- [FCA CF] Significant management (since 9 Dec 2019)
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Nicola Ann Howick
IRN NAH00025
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.