Date authorised
1 April 2013
Companies House
SC151605
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    287 St. Vincent Street
    Glasgow
    G2 5NB
    UNITED KINGDOM
    Phone
    +4408003281328
  • Complaints Contact

    287 St. Vincent Street
    Glasgow
    G2 5NB
    UNITED KINGDOM
    Phone
    +448001712171

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to dealing-only activities.
  • Arranges Asset Safekeeping

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to transaction-only activities.
  • Holds Your Assets

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lisa Marie Quinn

    IRN LMQ01003

    • CF22 Investment Adviser (Trainee) (19 Jun 2002 to 19 Jun 2002)
    • CF21 Investment Adviser (19 Jun 2002 to 30 Aug 2002)
  • Lisa Michelle Waterworth

    IRN LMG01024

    • CF22 Investment Adviser (Trainee) (25 Apr 2002 to 30 Aug 2002)
  • Lisa Suzanne Furness

    IRN LSF00001

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Lisa Thorne

    IRN LXT00037

    • CF21 Investment Adviser (25 Sep 2002 to 25 Sep 2002)
    • CF22 Investment Adviser (Trainee) (29 Aug 2002 to 25 Sep 2002)
  • Liza Ann Stevens

    IRN LAP00018

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Lorna Pearson-Brown

    IRN LXP00067

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Aug 2002)
  • Lorna Taylor

    IRN TXL01242

    • CF1 Director (12 Jun 2013 to 27 May 2014)
    • CF28 Systems and controls (1 Feb 2011 to 21 Oct 2013)
  • Lorne McKillop

    IRN LXM00032

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Lorraine McArdle

    IRN LXM01223

    • CF22 Investment Adviser (Trainee) (1 Mar 2002 to 30 Aug 2002)
  • Louise Ann Puddick

    IRN LAP00004

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.