Date authorised
1 April 2013
Companies House
SC151605
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    287 St. Vincent Street
    Glasgow
    G2 5NB
    UNITED KINGDOM
    Phone
    +4408003281328
  • Complaints Contact

    287 St. Vincent Street
    Glasgow
    G2 5NB
    UNITED KINGDOM
    Phone
    +448001712171

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to dealing-only activities.
  • Arranges Asset Safekeeping

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to transaction-only activities.
  • Holds Your Assets

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kerr Luscombe

    IRN KXL01156

    • CF1 Director (24 Dec 2002 to 1 Sep 2006)
    • CF13 Finance (15 Aug 2002 to 1 Sep 2006)
  • Kerrie Elizabeth Jones

    IRN KEJ00001

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Kerry Gladwell

    IRN KXG00032

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Kerry McCrohon

    IRN KKJ00001

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Kevin Iles

    IRN KPI00001

    • CF21 Investment Adviser (27 Feb 2002 to 30 Aug 2002)
  • Kevin Michael McCann

    IRN KMM00026

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Kieron Glynn Franklin

    IRN KGF01014

    • CF22 Investment Adviser (Trainee) (6 Aug 2002 to 30 Aug 2002)
  • Kim Bath

    IRN KSB01023

    • CF22 Investment Adviser (Trainee) (1 Feb 2002 to 30 Aug 2002)
  • Kim Louise Ash

    IRN KLA01010

    • CF22 Investment Adviser (Trainee) (2 Apr 2002 to 30 Aug 2002)
  • Kim Smith

    IRN KXS00127

    • CF21 Investment Adviser (25 Mar 2002 to 30 Aug 2002)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.