Date authorised
1 April 2013
Companies House
SC151605
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    287 St. Vincent Street
    Glasgow
    G2 5NB
    UNITED KINGDOM
    Phone
    +4408003281328
  • Complaints Contact

    287 St. Vincent Street
    Glasgow
    G2 5NB
    UNITED KINGDOM
    Phone
    +448001712171

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to dealing-only activities.
  • Arranges Asset Safekeeping

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to transaction-only activities.
  • Holds Your Assets

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Fiona Roye

    IRN FXR00017

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Fiona Stott

    IRN FXS00013

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Aug 2002)
  • Frances Alison Spicer

    IRN FAS00002

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
  • Frances Elaine Fitzgerald

    IRN FEF00001

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Frances Louise Holmes

    IRN FLH00002

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Francis Martin Keating

    IRN FMK00003

    • CF21 Investment Adviser (1 Dec 2001 to 10 May 2002)
  • Fulvio Giuseppe Enrico Marchelletta

    IRN FGM01011

    • [FCA CF] Significant management (13 Feb 2025 to 31 Jan 2026)
    • CF30 Customer (1 Nov 2007 to 26 Apr 2012)
    • CF26 Customer Trading (24 Mar 2003 to 31 Oct 2007)
  • Gail Elizabeth Russell

    IRN GER01039

    • SMF1 Chief Executive (since 1 Apr 2026)
    • SMF3 Executive Director (since 1 Apr 2026)
  • Gail Glen

    IRN GXG01363

    • CF1 Director (29 Apr 2013 to 22 Sep 2014)
    • CF10a CASS Oversight function (1 Oct 2011 to 22 Sep 2014)
    • CF28 Systems and controls (11 Dec 2009 to 29 Apr 2013)
  • Gail Helen Blackwood

    IRN GHB01021

    • CF26 Customer Trading (21 May 2004 to 1 Feb 2005)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.