Date authorised
1 April 2013
Companies House
SC151605
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    287 St. Vincent Street
    Glasgow
    G2 5NB
    UNITED KINGDOM
    Phone
    +4408003281328
  • Complaints Contact

    287 St. Vincent Street
    Glasgow
    G2 5NB
    UNITED KINGDOM
    Phone
    +448001712171

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to dealing-only activities.
  • Arranges Asset Safekeeping

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to transaction-only activities.
  • Holds Your Assets

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Emma Lucy Dyas

    IRN ELD00005

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Emma Rees

    IRN EXR00006

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Evelyn De Mello

    IRN EXD00032

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Farida Ali

    IRN FXM00045

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Fay Collett

    IRN FXC00023

    • CF21 Investment Adviser (1 Dec 2001 to 29 Apr 2002)
  • Federico Ysart Alvarez de Toledo

    IRN FXY01016

    • CF29 Significant management (29 Apr 2009 to 31 Dec 2009)
  • Felicity June Crouch

    IRN FJC00004

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Fernando Revuelta Revuelta

    IRN FXR01239

    • CF28 Systems and controls (1 Jun 2014 to 8 Dec 2019)
  • Fiona Edgar

    IRN FXE00006

    • CF21 Investment Adviser (9 Jan 2002 to 30 Sep 2002)
  • Fiona Jane Conway

    IRN FJC01069

    • SMF3 Executive Director (9 Dec 2019 to 26 Nov 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 26 Nov 2021)
    • CF3 Chief Executive (2 Feb 2018 to 8 Dec 2019)
    • CF1 Director (2 Feb 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.