Santander ISA Managers Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
287 St. Vincent StreetGlasgowG2 5NBUNITED KINGDOM- Phone
- +4408003281328
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Complaints Contact
287 St. Vincent StreetGlasgowG2 5NBUNITED KINGDOM- Phone
- +448001712171
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Limited to dealing-only activities.
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Arranges Asset Safekeeping
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Investment Setup
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Limited to transaction-only activities.
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Holds Your Assets
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Derek Robert Goodwin
IRN DRG00029
- CF21 Investment Adviser (1 Dec 2001 to 4 Jun 2002)
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Derek Samuel McDowell
IRN DSM00036
- CF22 Investment Adviser (Trainee) (20 Jun 2002 to 30 Aug 2002)
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Derek William Grant MacLeod
IRN DWM01050
- CF10 Compliance Oversight (1 Dec 2001 to 30 Jun 2005)
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Diane Beverley Few
IRN DBF00002
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
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Diane Ferns
IRN DXF01177
- CF30 Customer (1 Nov 2007 to 13 Feb 2009)
- CF26 Customer Trading (5 Jan 2006 to 31 Oct 2007)
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Diane Gibbins
IRN DXG00152
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
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Dilipkumar Vrajlal Bhesania
IRN DVB00003
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
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Dimple Parekh
IRN DXP01299
- CF22 Investment Adviser (Trainee) (16 Apr 2002 to 30 Aug 2002)
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Dina Bhudia
IRN DXP00130
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
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Dina Popat
IRN DXP01315
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Aug 2002)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.