Santander ISA Managers Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
287 St. Vincent StreetGlasgowG2 5NBUNITED KINGDOM- Phone
- +4408003281328
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Complaints Contact
287 St. Vincent StreetGlasgowG2 5NBUNITED KINGDOM- Phone
- +448001712171
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Limited to dealing-only activities.
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Arranges Asset Safekeeping
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Investment Setup
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Limited to transaction-only activities.
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Holds Your Assets
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Darren Lindsay Gale
IRN DLG00008
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
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Darryl Graham Ness
IRN DGN01008
- CF26 Customer Trading (26 Feb 2004 to 30 Aug 2004)
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David Ahmed Hassan
IRN DAH00019
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
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David Arthur Hazell
IRN DAH01185
- CF11 Money Laundering Reporting (16 Oct 2013 to 1 Jul 2014)
- CF10 Compliance Oversight (1 Mar 2012 to 17 May 2013)
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David Benjamin Old
IRN DBO00001
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
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David Blackman
IRN DXB00120
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
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David Edgar James Rees
IRN DER00018
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
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David Edward Hawkins
IRN DEH00024
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Aug 2002)
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David Eugene Kuti
IRN DEK00016
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
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David Fraser Moores
IRN DFM00011
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 4 Jun 2002)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.