Date authorised
1 April 2013
Companies House
SC151605
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    287 St. Vincent Street
    Glasgow
    G2 5NB
    UNITED KINGDOM
    Phone
    +4408003281328
  • Complaints Contact

    287 St. Vincent Street
    Glasgow
    G2 5NB
    UNITED KINGDOM
    Phone
    +448001712171

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to dealing-only activities.
  • Arranges Asset Safekeeping

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to transaction-only activities.
  • Holds Your Assets

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sandra Millar Arnold

    IRN SMA01054

    • CF22 Investment Adviser (Trainee) (5 Aug 2002 to 30 Aug 2002)
  • Sandra Phillips-Lee

    IRN SXP00054

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Aug 2002)
  • Sandra Reid

    IRN SXR00147

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Sandra Rose McGhee

    IRN SRM00045

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Sanjay Patel

    IRN SHP00011

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Sara Anne Jenkins

    IRN SAJ00034

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Sara Gowlett

    IRN SXG00136

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Sara Henry

    IRN SXH01433

    • CF21 Investment Adviser (7 Aug 2002 to 30 Aug 2002)
    • CF22 Investment Adviser (Trainee) (8 Mar 2002 to 7 Aug 2002)
  • Sara Jane Killens

    IRN SJK00011

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Sara Louise Quince-Smith

    IRN SLQ00001

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Aug 2002)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.