Santander Financial Services plc

• Principal Place of Business

  Santander Financial Services plc

  2-3 Triton Square

  London

  Camden

  NW1 3AN

  UNITED KINGDOM

  Phone

  +4408000842888

  Web

  https://www.santanderinternational.co.uk

• Complaints Contact

  13-15 Charing Cross

  St. Helier

  Jersey

  JE2 3RP

  CHANNEL ISLANDS

  Phone

  +4401624641888

• Bank Deposits

  For All, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Warrant

  Show 2 limitations Hide limitations

  • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stephen John Jennett

  IRN SJJ01072

  • CF29 Significant management (1 Nov 2007 to 9 Feb 2010)
  • CF20 Significant Mgt (Settlements) (1 Apr 2004 to 31 Oct 2007)
• Stephen John Lambert

  IRN SJL01131

  • CF30 Customer (7 Oct 2013 to 14 Nov 2015)
• Stephen John Withers

  IRN SJW01227

  • CF21 Investment Adviser (1 Dec 2001 to 3 Oct 2003)
• Stephen McDowell

  IRN SRM01085

  • CF21 Investment Adviser (1 Dec 2001 to 29 Mar 2005)
• Stephen Moir

  IRN SXM01467

  • CF30 Customer (1 Nov 2007 to 24 Feb 2009)
  • CF21 Investment Adviser (17 Jan 2006 to 31 Oct 2007)
• Stephen Patrick Woodhead

  IRN SPW01081

  • CF29 Significant management (6 Mar 2012 to 28 Feb 2014)
  • CF30 Customer (16 Mar 2009 to 28 Feb 2014)
• Stephen Smart

  IRN SXS01348

  • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Stephen WADE

  IRN SMW01230

  • [FCA CF] Client dealing (7 Mar 2016 to 4 Feb 2019)
  • CF30 Customer (12 Oct 2015 to 6 Mar 2016)
• Steven Alan Wahnon

  IRN SAW01101

  • CF30 Customer (17 Jan 2012 to 6 Mar 2016)
• Steven Beattie

  IRN SMB01225

  • [FCA CF] Manager of certification employee (since 8 Jan 2024)
  • [FCA CF] Proprietary trader (since 9 Jan 2023)
  • [FCA CF] Client dealing (since 10 Jan 2022)
  • [FCA CF] Proprietary trader (7 Mar 2016 to 16 Dec 2018)
  • [FCA CF] Client dealing (7 Mar 2016 to 16 Dec 2018)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF21 Investment Adviser (20 Aug 2007 to 31 Oct 2007)

No changes recorded yet.