Santander Financial Services plc

• Principal Place of Business

  Santander Financial Services plc

  2-3 Triton Square

  London

  Camden

  NW1 3AN

  UNITED KINGDOM

  Phone

  +4408000842888

  Web

  https://www.santanderinternational.co.uk

• Complaints Contact

  13-15 Charing Cross

  St. Helier

  Jersey

  JE2 3RP

  CHANNEL ISLANDS

  Phone

  +4401624641888

• Bank Deposits

  For All, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Warrant

  Show 2 limitations Hide limitations

  • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Paul John Conaghan

  IRN PJC01274

  • [FCA CF] Client dealing (7 Mar 2016 to 7 Feb 2019)
  • CF30 Customer (21 Jul 2014 to 6 Mar 2016)
• Paul Mark Berry

  IRN PMB01103

  • CF30 Customer (1 Nov 2007 to 27 May 2012)
  • CF26 Customer Trading (9 Feb 2004 to 31 Oct 2007)
• Paul Michael Lepine Oakley

  IRN PMO01033

  • CF30 Customer (1 Nov 2007 to 30 Jun 2010)
  • CF21 Investment Adviser (17 Jan 2006 to 31 Oct 2007)
• Paul Michael McDonagh

  IRN PXM02378

  • CF30 Customer (11 Jul 2014 to 6 Mar 2016)
  • CF29 Significant management (15 May 2014 to 6 Mar 2016)
• Paul Nigel Alan Ward

  IRN PNW01016

  • CF29 Significant management (19 Jan 2012 to 8 Jan 2013)
  • CF30 Customer (22 Jul 2011 to 8 Jan 2013)
• Paul Sebastian Schuetzmann

  IRN PSS01108

  • [FCA CF] Client dealing (7 Mar 2016 to 3 Dec 2018)
  • CF30 Customer (22 Apr 2015 to 6 Mar 2016)
• Paul Spelman

  IRN PTS01016

  • [FCA CF] Proprietary trader (since 9 Jan 2023)
  • [FCA CF] Client dealing (since 20 Dec 2018)
  • [FCA CF] Client dealing (7 Mar 2016 to 16 Dec 2018)
  • [FCA CF] Proprietary trader (7 Mar 2016 to 16 Dec 2018)
  • CF30 Customer (16 Mar 2009 to 6 Mar 2016)
• Paul Stelios Straughen

  IRN PSS01064

  • CF30 Customer (11 Jan 2010 to 10 Jun 2014)
• Paul Sutherland

  IRN PFS01057

  • [FCA CF] Client dealing (7 Mar 2016 to 9 Dec 2018)
  • [FCA CF] Proprietary trader (7 Mar 2016 to 9 Dec 2018)
  • [FCA CF] Manager of certification employee (7 Mar 2016 to 9 Dec 2018)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF21 Investment Adviser (8 Jun 2007 to 31 Oct 2007)
• Paula Ann Baumber

  IRN PAB01213

  • CF14 Risk Assessment (1 Dec 2001 to 17 Feb 2004)

No changes recorded yet.