Santander Asset Management UK Limited

• Principal Place of Business

  287 St. Vincent Street

  Glasgow

  G2 5NB

  UNITED KINGDOM

  Phone

  +4408000284174

  Web

  https://www.santanderassetmanagement.co.uk

• Complaints Contact

  287 St. Vincent Street

  Glasgow

  G2 5NB

  UNITED KINGDOM

  Phone

  +4408000284174

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Specialist Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Simon Gordon

  IRN SDG01037

  • CF1 Director (14 May 2002 to 15 Nov 2002)
• Sinead Maria Lucy Mordue

  IRN SMC01159

  • CF27 Investment Management (26 Nov 2003 to 25 May 2004)
• Stefano Federico Amato

  IRN SFA01023

  • [FCA CF] Material risk taker (9 Dec 2019 to 20 Oct 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 20 Oct 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Jun 2022)
  • CF30 Customer (8 Sep 2017 to 8 Dec 2019)
• Stephen Alan Michael Hester

  IRN SAH01121

  • CF13 Finance (6 Jun 2002 to 16 Oct 2003)
• Stephen Conor Doyle

  IRN SCD01072

  • CF14 Risk Assessment (20 Apr 2005 to 26 May 2006)
• Stephen Hay Porteous

  IRN SHP01020

  • CF27 Investment Management (1 Dec 2001 to 22 Jan 2004)
• Stephen James Pateman

  IRN SJP01297

  • CF2 Non Executive Director (1 Nov 2013 to 2 Oct 2015)
• Stephen John Jennett

  IRN SJJ01072

  • CF29 Significant management (29 Apr 2009 to 9 Feb 2010)
• Stephen Payne

  IRN SPP01030

  • CF30 Customer (1 Nov 2007 to 4 Jul 2016)
  • CF27 Investment Management (30 Apr 2007 to 31 Oct 2007)
• Stephen Robert Capello

  IRN SRC01124

  • CF28 Systems and controls (1 Nov 2007 to 31 May 2009)
  • CF13 Finance (29 Jan 2007 to 31 Oct 2007)

No changes recorded yet.