Sanlam Investments UK Limited

• Principal Place of Business

  C/o CMS Cameron McKenna Nabarro Olswang LLP (“CMS”)

  Cannon Place, 78 Cannon Street

  London

  EC4N 6AF,

  UNITED KINGDOM

  Phone

  +442031164000

  Web

  https://www.sanlam.co.uk

• Complaints Contact

  C/o CMS Cameron McKenna Nabarro Olswang LLP (“CMS”),

  Cannon Place, 78 Cannon Street,

  London

  City Of London

  EC4N 6AF

  UNITED KINGDOM

  Phone

  +442031164000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alfio Tagliabue

  IRN AXT01732

  • SMF1 Chief Executive (9 Dec 2019 to 6 Jul 2020)
  • SMF3 Executive Director (9 Dec 2019 to 6 May 2022)
  • CF3 Chief Executive (2 Dec 2016 to 8 Dec 2019)
  • CF1 Director (2 Dec 2016 to 8 Dec 2019)
  • CF2 Non Executive Director (24 Jun 2016 to 2 Dec 2016)
• Ali Bajwa

  IRN AMB01337

  • [FCA CF] Client dealing (9 Dec 2019 to 24 Aug 2020)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Aug 2020)
  • CF30 Customer (12 Jan 2015 to 8 Dec 2019)
• Allister Langridge

  IRN AXL02091

  • CF30 Customer (24 Jul 2015 to 31 Oct 2017)
• Alvar Fernandez Aparicio

  IRN AXF02131

  • CF30 Customer (15 May 2018 to 8 Dec 2019)
• Andrew Evans

  IRN ALE01018

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Jun 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Jul 2022)
  • CF30 Customer (7 Sep 2018 to 8 Dec 2019)
• Andrew Tickell

  IRN AXT00552

  • [FCA CF] Client dealing (30 May 2023 to 13 Jun 2025)
• Angus Scrace

  IRN AXS03094

  • CF30 Customer (14 Mar 2012 to 13 Jun 2017)
• Anthony Chemla

  IRN AXC03093

  • [FCA CF] Client dealing (9 Dec 2019 to 12 Oct 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Oct 2021)
  • CF30 Customer (2 Feb 2016 to 8 Dec 2019)
• Barry Cowen

  IRN BAC01095

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Aug 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Aug 2021)
  • CF30 Customer (7 Jan 2015 to 8 Dec 2019)
• Brett Powell

  IRN BXP23312

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Dec 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 6 Dec 2021)
  • CF30 Customer (6 Nov 2019 to 8 Dec 2019)

• Sanlam UK Limited (no longer appointed)

  FRN 565824 · Appointed 1 Aug 2015 · Until 31 Dec 2021

No changes recorded yet.