Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Atomos Investments Limited (no longer approved here)

    FRN 122588

    • [FCA CF] Material risk taker (24 May 2022 to 24 Feb 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 24 Feb 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Feb 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 24 Feb 2023)
    • CF30 Customer (25 Nov 2011 to 1 Dec 2013)
  • Sanlam Investments UK Limited (no longer approved here)

    FRN 459237

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Aug 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Aug 2021)
    • CF30 Customer (7 Jan 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.