Date authorised
1 April 2013
Companies House
OC308328
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor
    3-5 Rathbone Place
    London
    Westminster
    W1T 1HJ
    UNITED KINGDOM
    Phone
    +4402074990200
  • Complaints Contact

    4500 Parkway
    Whiteley
    Fareham
    Hampshire
    PO15 7AZ
    UNITED KINGDOM
    Phone
    +4402074990200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · The firm may not broker credit for the purpose of increasing the funds available for investment
  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with investment advice
    • · This permission is limited to debt counselling with no debt management activity
  • Consumer Loans

    Show 2 limitations
    • · This permission is limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement
    • · This permission is limited to lending that is in connection with the repayment of fees relating to the provision of professional services, which are only for ongoing services or regular premiums
  • Loan Servicing

    Show 2 limitations
    • · This permission is limited to lending that is in connection with the repayment of fees relating to the provision of professional services, which are only for ongoing services or regular premiums
    • · This permission is limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement
  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Christopher Pope

    IRN MCP01112

    • CF30 Customer (8 Mar 2016 to 30 Jun 2016)
  • Michael St. Hill Stimpson

    IRN MSS01142

    • 14. Managing investments
    • [FCA CF] Client dealing (since 23 Dec 2025)
    • [FCA CF] Functions requiring qualifications (since 23 Dec 2025)
    • [FCA CF] Significant management (since 1 May 2023)
    • [FCA CF] Manager of certification employee (17 Oct 2023 to 11 Dec 2025)
    • [FCA CF] Functions requiring qualifications (4 Jun 2021 to 3 Dec 2025)
    • CF30 Customer (16 Jan 2017 to 8 Dec 2019)
  • Nathaniel Brown

    IRN NDB01035

    • CF30 Customer (1 Nov 2007 to 5 Jun 2009)
    • CF27 Investment Management (12 Oct 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (28 Feb 2006 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (28 Dec 2005 to 31 Oct 2007)
  • Nigel John Beattie

    IRN NJB01248

    • CF4 Partner (15 Apr 2010 to 27 Jun 2014)
  • Parmbir Gill

    IRN PXG00342

    • [FCA CF] Client dealing (25 Oct 2023 to 15 Sep 2025)
    • [FCA CF] Functions requiring qualifications (20 Sep 2023 to 15 Sep 2025)
  • Paula Louisa Anderton

    IRN PLW01034

    • CF26 Customer Trading (19 Jun 2006 to 31 Oct 2006)
  • Philip Bevan

    IRN PJB00176

    • SMF27 Partner (9 Dec 2019 to 15 Apr 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 15 Apr 2025)
    • Responsible for Insurance Mediation (18 Jun 2014 to 30 Sep 2018)
    • CF4 Partner (8 Apr 2014 to 8 Dec 2019)
    • CF30 Customer (11 Mar 2014 to 8 Dec 2019)
  • Raymond Charles William Burgum

    IRN RXB01266

    • CF30 Customer (19 Dec 2012 to 27 Mar 2017)
  • Richard Francis Quinn

    IRN RXQ00014

    • [FCA CF] Client dealing (26 Aug 2022 to 2 Jan 2025)
  • Robin William O'Grady

    IRN RWO01012

    • CF30 Customer (1 Dec 2010 to 22 Aug 2012)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.