Date authorised
1 April 2013
Companies House
00732602
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Saga Services
    3 Pancras Square
    London
    N1C 4AG
    UNITED KINGDOM
    Phone
    +4401303771111
  • Complaints Contact

    3 Pancras Square
    London
    N1C 4AG
    UNITED KINGDOM
    Phone
    +4401303771111

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Malcolm Ian Offord

    IRN MIO01002

    • CF2 Non Executive Director (6 Dec 2005 to 26 Nov 2007)
  • Maria Elena Caruso

    IRN MEC01084

    • [FCA CF] Significant management (9 Dec 2019 to 12 May 2022)
  • Mark Berrey

    IRN MXB01142

    • [FCA CF] Significant management (3 May 2023 to 1 Dec 2025)
  • Mark James Watkins

    IRN MXW18356

    • SMF2 Chief Finance (28 Jul 2025 to 3 Nov 2025)
    • CF29 Significant management (4 Nov 2019 to 18 Nov 2019)
  • Mark Padfield

    IRN MXP00690

    • [FCA CF] Significant management (since 2 Jan 2023)
  • Mark Robert Mear

    IRN MRM01121

    • CF29 Significant management (1 Nov 2007 to 31 Dec 2011)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
  • Mark Wynn

    IRN MXW00005

    • Responsible for Insurance Distribution (8 Dec 2020 to 31 Mar 2022)
    • SMF18 Other Overall Responsibility (8 Dec 2020 to 31 Mar 2022)
  • Martin Broom

    IRN MXB01122

    • [FCA CF] Significant management (2 Jan 2023 to 20 Oct 2023)
  • Matthew Gurney

    IRN MXG00449

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Melanie Duke

    IRN MXD00015

    • SMF18 Other Overall Responsibility (5 Jan 2021 to 5 Jan 2021)
    • Responsible for Insurance Distribution (5 Jan 2021 to 5 Jan 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.