Date authorised
1 April 2013
Companies House
00732602
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Saga Services
    3 Pancras Square
    London
    N1C 4AG
    UNITED KINGDOM
    Phone
    +4401303771111
  • Complaints Contact

    3 Pancras Square
    London
    N1C 4AG
    UNITED KINGDOM
    Phone
    +4401303771111

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gilles Normand

    IRN GXN01201

    • SMF7 Group Entity Senior Manager (31 Mar 2020 to 30 Apr 2020)
  • Gillian Monaghan

    IRN GXS00425

    • [FCA CF] Significant management (9 Dec 2019 to 30 Dec 2022)
  • Glenn Ingram-Seal

    IRN GXI00037

    • [FCA CF] Significant management (2 Feb 2024 to 3 May 2024)
  • Graham Filmer Hughes

    IRN GXH59879

    • CF1 Director (AR) (28 Mar 2024 to 1 Jul 2025)
  • Graham Robert Wright

    IRN GXW00241

    • SMF18 Other Overall Responsibility (30 Mar 2022 to 24 Oct 2024)
  • Helen Louise Webb

    IRN HLW01024

    • SMF4 Chief Risk (7 Apr 2020 to 1 Jul 2022)
    • SMF16 Compliance Oversight (7 Apr 2020 to 1 Jul 2022)
    • CF28 Systems and controls (28 Feb 2011 to 1 Feb 2018)
  • Helen Roberts

    IRN HXR00223

    • [FCA CF] Significant management (since 23 Feb 2024)
  • Helen Williams

    IRN HXW00178

    • [FCA CF] Significant management (24 Mar 2023 to 28 Dec 2025)
  • Hugh Charles MacDonald Bankier

    IRN HCB01031

    • CF14 Risk Assessment (17 Aug 2005 to 15 Sep 2005)
    • CF15 Internal Audit (29 Jun 2005 to 15 Sep 2005)
  • Ian Grant Lake Coghlan

    IRN IGC01018

    • CF1 Director (AR) (5 Jan 2009 to 3 Aug 2009)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.