Date authorised
1 April 2013
Companies House
00732602
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Saga Services
    3 Pancras Square
    London
    N1C 4AG
    UNITED KINGDOM
    Phone
    +4401303771111
  • Complaints Contact

    3 Pancras Square
    London
    N1C 4AG
    UNITED KINGDOM
    Phone
    +4401303771111

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anna Ruth Thunstrom

    IRN AXT00680

    • [FCA CF] Significant management (since 24 Jun 2024)
  • Anthony Paul Richter

    IRN APR01098

    • SMF18 Other Overall Responsibility (9 Dec 2019 to 30 Jun 2020)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF17 Significant Mgt (Other Business Operations) (1 Sep 2006 to 31 Oct 2007)
  • April Clark

    IRN AXC00923

    • SMF18 Other Overall Responsibility (1 Nov 2022 to 31 Dec 2024)
  • Aynsley Elaine Jardin

    IRN AEJ01037

    • CF1 Director (AR) (9 Feb 2007 to 27 Feb 2009)
    • CF1 Director (30 Aug 2005 to 1 Sep 2006)
  • Benjamin Day

    IRN BXD00158

    • [FCA CF] Significant management (1 Apr 2022 to 20 Oct 2023)
  • Bridget Fiona McIntyre

    IRN BFM01008

    • CF2 Non Executive Director (23 Feb 2017 to 1 Mar 2019)
  • Caitlin Elaine Deakins

    IRN CXD00600

    • [FCA CF] Significant management (since 26 Nov 2024)
  • Caroline Alexandra Finnis

    IRN CAF01123

    • SMF24 Chief Operations (31 Mar 2020 to 29 May 2020)
    • CF1 Director (AR) (1 Feb 2018 to 29 May 2020)
  • Carrie White

    IRN CXW00547

    • [FCA CF] Significant management (2 Jan 2023 to 2 Apr 2025)
  • Cheryl Agius

    IRN CXA01635

    • SMF1 Chief Executive (15 Jul 2020 to 5 Jan 2021)
    • Responsible for Insurance Distribution (15 Jul 2020 to 5 Jan 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.