Date authorised
1 April 2013
Companies House
00732602
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Saga Services
    3 Pancras Square
    London
    N1C 4AG
    UNITED KINGDOM
    Phone
    +4401303771111
  • Complaints Contact

    3 Pancras Square
    London
    N1C 4AG
    UNITED KINGDOM
    Phone
    +4401303771111

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher David Simmonds

    IRN CXS00011

    • CF1 Director (AR) (4 Sep 2020 to 29 Oct 2021)
  • Claire Michelle Gunningham

    IRN CXG00673

    • [FCA CF] Significant management (since 9 Feb 2026)
  • Clifton Adrian Melvin

    IRN CAM01118

    • SMF11 Chair of the Audit Committee (9 Dec 2019 to 31 Mar 2022)
    • SMF10 Chair of the Risk Committee (9 Dec 2019 to 31 Mar 2022)
    • CF2 Non Executive Director (1 Mar 2013 to 8 Dec 2019)
  • Colette Maher

    IRN CXM00616

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Damien Peter Duffy

    IRN DPD01070

    • SMF2 Chief Finance (14 Apr 2020 to 31 Jul 2020)
    • SMF3 Executive Director (14 Apr 2020 to 31 Jul 2020)
  • David Hooper

    IRN DXH00559

    • [FCA CF] Significant management (1 Apr 2022 to 30 Dec 2022)
  • David Richard Palmer

    IRN DXP00551

    • SMF24 Chief Operations (since 4 Apr 2025)
    • SMF18 Other Overall Responsibility (8 Nov 2023 to 4 Apr 2025)
  • David Unsworth

    IRN DXU01028

    • CF29 Significant management (1 Nov 2007 to 19 May 2008)
    • CF17 Significant Mgt (Other Business Operations) (29 Mar 2007 to 31 Oct 2007)
  • Dennis Holt

    IRN DXH01391

    • CF2 Non Executive Director (1 Jul 2006 to 20 Dec 2007)
  • Douglas Andrew Strachan

    IRN DAS01338

    • SMF18 Other Overall Responsibility (18 Oct 2022 to 20 Oct 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.