Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Saffron House
    1a Market Place
    Saffron Walden
    Essex
    CB10 1HX
    UNITED KINGDOM
    Phone
    +4408000721100
  • Complaints Contact

    Saffron House
    1a Market Place
    Saffron Walden
    Essex
    CB10 1HX
    UNITED KINGDOM
    Phone
    +4408000721100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jennifer Zaremba

    IRN JXZ01135

    • SMF14 Senior Independent Director (1 Sep 2020 to 31 May 2024)
    • SMF12 Chair of the Remuneration Committee (19 Sep 2019 to 31 May 2024)
    • CF2 Non Executive Director (3 Jul 2015 to 6 Mar 2016)
  • John Foxall

    IRN JXF00087

    • CF1 Director (24 Oct 2003 to 27 Feb 2004)
  • John Graham Goodfellow

    IRN JGG01029

    • CF2 Non Executive Director (28 Jan 2010 to 30 Nov 2010)
  • John Patrick Eastgate

    IRN JPE01044

    • Responsible for Insurance Mediation (19 Apr 2012 to 22 Jun 2012)
    • CF1 Director (30 Oct 2008 to 22 Jun 2012)
    • CF10 Compliance Oversight (1 Apr 2008 to 26 Apr 2011)
  • John Reid

    IRN JXR00539

    • [FCA CF] Material risk taker (since 23 Aug 2021)
  • John William Penberthy-Smith

    IRN JXP90837

    • Responsibility for MCD Intermediation (since 2 Dec 2020)
    • SMF24 Chief Operations (since 2 Dec 2020)
  • Jonathan Edward Hall

    IRN JXH01802

    • Responsible for Insurance Mediation (2 Jul 2012 to 24 Oct 2014)
    • CF3 Chief Executive (1 Nov 2011 to 24 Oct 2014)
    • CF10 Compliance Oversight (23 May 2011 to 16 Apr 2012)
    • CF28 Systems and controls (1 Nov 2007 to 16 Apr 2012)
    • CF1 Director (8 Dec 2004 to 24 Oct 2014)
    • CF11 Money Laundering Reporting (6 Sep 2004 to 16 Apr 2012)
    • CF14 Risk Assessment (29 Jul 2004 to 31 Oct 2007)
    • CF13 Finance (29 Jul 2004 to 31 Oct 2007)
  • Katy Louise Butler

    IRN KXB42553

    • [FCA CF] Functions requiring qualifications (3 Feb 2020 to 8 Jul 2020)
  • Lara Banjo

    IRN LXB00124

    • SMF2 Chief Finance (since 23 Jul 2025)
  • Leon Kurt Walker

    IRN LXW00233

    • [FCA CF] Functions requiring qualifications (21 Aug 2023 to 31 Mar 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.