This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Safeguard Financial Management LLP

Watch for changes

FRN: 221027

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Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Diana Anna Hatcher
IRN DXH00076
- (3)Employed By (21 Aug 2003 to 30 Dec 2008)
Jeoffrey Colin Parr
IRN JCP00008
- (5)Employed By (4 Dec 2002 to 31 Dec 2011)
John Lawrence
IRN JXL00071
- (4)Employed By (21 Mar 2003 to 27 Aug 2003)
Liam James Clarke
IRN LJC01106
- (6)Employed By (27 Feb 2004 to 25 Nov 2005)
Mark Arthur Heap
IRN MAH01254
- (7)Employed By (19 Apr 2005 to 1 Nov 2020)
Melanie Marie Parsons
IRN MMP01037
- (1)Employed By (22 Apr 2009 to 28 Mar 2013)
Steven Trevor Parsons
IRN STP00012
- (2)Employed By (11 Dec 2002 to 28 Mar 2013)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.