Mark Arthur Heap

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF1 Director (AR) (18 Jan 2017 to 1 Nov 2020)
- CF30 Customer (28 Dec 2011 to 1 Nov 2020)
Lighthouse Financial Advice Limited (no longer approved here)
FRN 225502
- (335)Employed By (9 Jan 2013 to 23 Dec 2016)
TenetConnect Services Limited (no longer approved here)
FRN 150643
- CF21 Investment Adviser (7 Sep 2004 to 22 Apr 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.