RWE Trading Services Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Windmill Hill Business ParkWhitehall WaySwindonWiltshireSN5 6PBUNITED KINGDOM- Phone
- +441793877777
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Complaints Contact
60 Threadneedle StreetLondonEC2R 8HPUNITED KINGDOM- Phone
- +447769301960
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Manages Your Portfolio
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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George Richard John Cockburn
IRN GRC01077
- CF21 Investment Adviser (1 Feb 2002 to 17 May 2002)
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Gerhardus S Marthinus de Wolff
IRN GSD01051
- CF30 Customer (7 May 2014 to 9 Aug 2017)
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Girts Kapteinis
IRN GXK01385
- CF30 Customer (29 Sep 2014 to 7 Dec 2016)
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Guillaume Perret
IRN GXP01171
- CF21 Investment Adviser (30 Dec 2003 to 8 Apr 2005)
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Henry Howard Marvin Pease
IRN HHP01003
- CF30 Customer (7 May 2014 to 8 Dec 2019)
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Horst Jauk
IRN HXJ01059
- CF30 Customer (1 Nov 2007 to 6 Jul 2009)
- CF21 Investment Adviser (7 Mar 2003 to 31 Oct 2007)
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Iain Stocks Ross
IRN ISR01019
- CF21 Investment Adviser (1 Feb 2002 to 21 May 2004)
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Ian Loveday
IRN IXL01055
- CF30 Customer (1 Nov 2007 to 7 Dec 2016)
- CF21 Investment Adviser (12 Feb 2002 to 31 Oct 2007)
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Ian Paul Vickers
IRN IPV01002
- CF21 Investment Adviser (11 Dec 2003 to 31 Jul 2005)
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JAMES DANIEL GARRETT
IRN JDG01111
- CF30 Customer (20 Oct 2014 to 7 Dec 2016)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.