RWE Trading Services Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Windmill Hill Business ParkWhitehall WaySwindonWiltshireSN5 6PBUNITED KINGDOM- Phone
- +441793877777
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Complaints Contact
60 Threadneedle StreetLondonEC2R 8HPUNITED KINGDOM- Phone
- +447769301960
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Manages Your Portfolio
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Barry Francis Sullivan
IRN BFS01027
- CF30 Customer (7 Nov 2012 to 6 Jun 2013)
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Benjamin Thomas Crawforth
IRN BTC01037
- CF30 Customer (26 Oct 2015 to 7 Dec 2016)
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Brian Andrew Senior
IRN BAS01052
- CF1 Director (1 Feb 2002 to 1 Nov 2004)
- CF8 Apportionment and Oversight (1 Feb 2002 to 1 Nov 2004)
- CF3 Chief Executive (1 Feb 2002 to 1 Nov 2004)
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Bronislaw Jerzy Roman Sharman
IRN BJS01086
- CF30 Customer (1 Nov 2007 to 14 Jun 2012)
- CF21 Investment Adviser (7 Nov 2005 to 31 Oct 2007)
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CHRISTOPHER ANTHONY EDWARDS
IRN CAE01059
- CF30 Customer (5 Nov 2014 to 7 Dec 2016)
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Cara Young
IRN CXY01018
- CF30 Customer (1 Nov 2007 to 7 Dec 2016)
- CF21 Investment Adviser (1 Mar 2002 to 31 Oct 2007)
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Carl Standen
IRN CXS02085
- CF30 Customer (2 Oct 2014 to 7 Dec 2016)
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Catherine Ann Leiper
IRN CAM01130
- CF21 Investment Adviser (12 Feb 2002 to 20 Aug 2002)
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Catherine Mary Woolgar
IRN CMW01069
- CF21 Investment Adviser (19 Oct 2005 to 30 Dec 2005)
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Catherine Wainwright
IRN CXW01264
- CF30 Customer (1 Nov 2007 to 7 Dec 2016)
- CF21 Investment Adviser (12 Feb 2002 to 31 Oct 2007)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.