Date authorised
1 April 2013
Companies House
01179331
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Grove House
    Bridgford Road
    West Bridgford
    Nottingham
    Nottinghamshire
    NG2 6AP
    UNITED KINGDOM
    Phone
    +4401159470032
  • Complaints Contact

    Grove House
    Bridgford Road
    West Bridgford
    Nottingham
    Nottinghamshire
    NG2 6AP
    UNITED KINGDOM
    Phone
    +4401159470032

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Matthew James Franklin

    IRN MXF00234

    • SMF3 Executive Director (5 Aug 2021 to 1 Oct 2025)
  • Michael Richard Dickinson

    IRN MRD01084

    • Responsible for Insurance Distribution (since 12 Jun 2025)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (13 Feb 2007 to 8 Dec 2019)
  • Richard Harley Pascual

    IRN RHP01068

    • CF1 Director (AR) (1 Feb 2016 to 12 Dec 2023)
  • Robert James Walton

    IRN RJW01385

    • CF1 Director (AR) (25 May 2016 to 13 Dec 2022)
  • Simon Edward Winiarski

    IRN SEW01105

    • SMF3 Executive Director (9 Dec 2019 to 1 Oct 2025)
    • CF1 Director (1 Jan 2013 to 8 Dec 2019)
  • Simon Joseph Cooter

    IRN SJC01391

    • Director of firm who is not a certification employee or a SMF manager (16 Jan 2024 to 1 Oct 2025)
  • Stephen Wood

    IRN SXW01585

    • Director of firm who is not a certification employee or a SMF manager (1 Oct 2022 to 23 Apr 2024)
  • Steven Wright

    IRN SXW00437

    • SMF3 Executive Director (5 Aug 2021 to 1 Oct 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.