Russell Investments Limited

• Principal Place of Business

  Russell Investment Group

  Rex House 4-12

  Regent Street

  London

  Westminster

  SW1Y 4PE

  UNITED KINGDOM

  Phone

  +442070246384

  Web

  https://www.russellinvestments.com/uk

• Complaints Contact

  Russell Investment Group

  Rex House 4-12

  Regent Street

  London

  Westminster

  SW1Y 4PE

  UNITED KINGDOM

  Phone

  +442070246384

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Anna Evelyn Nye

  IRN AXN01210

  • CF1 Director (10 Jan 2005 to 31 Dec 2008)
• Anna Tracey Hocking

  IRN ATH01029

  • CF21 Investment Adviser (1 Dec 2001 to 2 Sep 2002)
• Annabel Noordzij

  IRN AXN00385

  • [FCA CF] Client dealing (since 31 Jul 2024)
• Anthony Patrick Child

  IRN APC01072

  • CF30 Customer (1 Nov 2007 to 30 Apr 2009)
  • CF22 Investment Adviser (Trainee) (24 Apr 2007 to 31 Oct 2007)
• Aqib Arif

  IRN AXA00748

  • [FCA CF] Manager of certification employee (since 21 Feb 2023)
  • [FCA CF] Client dealing (since 18 Nov 2022)
• Arnav Jhanji

  IRN AXJ00570

  • [FCA CF] Client dealing (since 24 Feb 2025)
• Ashley Reid

  IRN ACR01025

  • CF30 Customer (1 Nov 2007 to 27 May 2011)
  • CF27 Investment Management (24 Mar 2006 to 31 Oct 2007)
• Austin Loke

  IRN ATL01048

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
  • CF30 Customer (22 Aug 2016 to 8 Dec 2019)
• Ayesha Gaur

  IRN AXG02732

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (16 Nov 2016 to 8 Dec 2019)
• Aziz-Ur Rahman Jalil

  IRN ARJ01024

  • CF22 Investment Adviser (Trainee) (27 Mar 2006 to 4 May 2007)

No changes recorded yet.