Ashley Reid

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HSBC Global Asset Management (UK) Limited (no longer approved here)
FRN 122335
- [FCA CF] Client dealing (31 Mar 2020 to 25 Jun 2020)
- [FCA CF] Manager of certification employee (31 Mar 2020 to 25 Jun 2020)
- CF30 Customer (14 Jul 2011 to 8 Dec 2019)
HSBC UK Bank Plc (no longer approved here)
FRN 765112
- [FCA CF] Manager of certification employee (1 Jul 2018 to 8 Jan 2019)
Russell Investments Limited (no longer approved here)
FRN 122282
- CF30 Customer (1 Nov 2007 to 27 May 2011)
- CF27 Investment Management (24 Mar 2006 to 31 Oct 2007)
LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)
FRN 119272
- CF27 Investment Management (22 Oct 2003 to 31 Aug 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.