Royal London Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Sunitha Kaur Soni
IRN SKS00014
- CF21 Investment Adviser (11 Nov 2002 to 10 Mar 2003)
Susan Anne Goodchild
IRN SAG00010
- CF21 Investment Adviser (11 Nov 2002 to 8 Sep 2004)
Susan Esther Helen Logan
IRN SXL00175
- SMF7 Group Entity Senior Manager (since 7 Jul 2021)
Susan Hazel Fergusson Urquhart
IRN SHU00001
- CF21 Investment Adviser (11 Nov 2002 to 1 Mar 2004)
- CF24 Pension Transfer Specialist (11 Nov 2002 to 1 Mar 2004)
Susan Spiller
IRN SLS01123
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (17 Jul 2017 to 8 Dec 2019)
Suzanne Whitlock
IRN SXW00599
- [FCA CF] Significant management (since 1 Apr 2024)
Syed Imran Hassan
IRN ISH00016
- CF21 Investment Adviser (11 Nov 2002 to 10 Mar 2003)
Terence Michael Cunningham
IRN TMC00008
- CF21 Investment Adviser (11 Nov 2002 to 8 Sep 2004)
Terence Michael King
IRN TMK00003
- CF21 Investment Adviser (11 Nov 2002 to 15 Nov 2003)
Terry Lynsey O Hare
IRN TLO00003
- CF22 Investment Adviser (Trainee) (11 Nov 2002 to 1 Feb 2003)

Smaller firms operating under this firm's FCA authorisation.

United Friendly Financial Planning Limited (no longer appointed)
FRN 205626 · Appointed 4 Nov 1993 · Until 2 Oct 2003

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.