Syed Imran Hassan

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Perspective (Central & East) Limited

    FRN 223377

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 28 Mar 2025)
    • [FCA CF] Functions requiring qualifications (since 28 Mar 2025)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF1 Director (AR) (2 Apr 2012 to 5 May 2016)
    • CF30 Customer (22 Nov 2011 to 5 May 2016)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (28 Feb 2011 to 22 Nov 2011)
  • Chapter Wealth Management Ltd (no longer approved here)

    FRN 542087

    • Employed By (28 Feb 2011 to 5 May 2016)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (4 Mar 2004 to 18 Nov 2005)
    • CF22 Investment Adviser (Trainee) (12 Jan 2004 to 4 Mar 2004)
  • Royal London Unit Trust Managers Limited (no longer approved here)

    FRN 144037

    • CF21 Investment Adviser (11 Nov 2002 to 10 Mar 2003)
  • Royal London Savings Limited (no longer approved here)

    FRN 191237

    • CF21 Investment Adviser (1 Dec 2001 to 10 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.