Royal London Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Stephen Edward Hayfield
IRN SEH00014
- CF21 Investment Adviser (11 Nov 2002 to 8 Sep 2004)
Stephen Edward Mendelsohn
IRN SEM00007
- CF21 Investment Adviser (11 Nov 2002 to 8 Apr 2003)
Stephen Ian Jevons
IRN SIJ00001
- CF21 Investment Adviser (11 Nov 2002 to 8 Sep 2004)
Stephen John McGarry
IRN SJM00024
- CF21 Investment Adviser (11 Nov 2002 to 8 Sep 2004)
Stephen John O'Neill
IRN SJO00007
- CF22 Investment Adviser (Trainee) (28 May 2004 to 21 Sep 2004)
- CF21 Investment Adviser (11 Nov 2002 to 20 Feb 2003)
Stephen John Porter
IRN SJP00044
- CF21 Investment Adviser (11 Nov 2002 to 10 Mar 2003)
Stephen John Sims
IRN SJS00066
- CF22 Investment Adviser (Trainee) (17 Oct 2003 to 1 Apr 2004)
Stephen McPhillips
IRN SXM00314
- CF21 Investment Adviser (11 Nov 2002 to 10 Mar 2003)
Stephen Michelle Canagon
IRN SMC00048
- CF22 Investment Adviser (Trainee) (2 Jul 2003 to 5 Sep 2003)
Stephen Patrick Dunn
IRN SPD00018
- CF21 Investment Adviser (11 Nov 2002 to 21 Mar 2003)

Smaller firms operating under this firm's FCA authorisation.

United Friendly Financial Planning Limited (no longer appointed)
FRN 205626 · Appointed 4 Nov 1993 · Until 2 Oct 2003

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.