Stephen Patrick Dunn

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

City Investment & Insurance Services Ltd (no longer approved here)
FRN 446712
- Employed By (16 Feb 2006 to 14 Jun 2007)
RLUM Limited (no longer approved here)
FRN 144032
- CF21 Investment Adviser (7 Apr 2004 to 20 Feb 2006)
- CF22 Investment Adviser (Trainee) (27 Jan 2004 to 7 Apr 2004)
Royal London Unit Trust Managers Limited (no longer approved here)
FRN 144037
- CF21 Investment Adviser (11 Nov 2002 to 21 Mar 2003)
Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)
FRN 117672
- CF21 Investment Adviser (1 Dec 2001 to 21 Mar 2003)
Royal London Savings Limited (no longer approved here)
FRN 191237
- CF21 Investment Adviser (1 Dec 2001 to 21 Mar 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.