Royal London Unit Trust Managers Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Sean Paul Stephenson
IRN SPS01082
- CF22 Investment Adviser (Trainee) (11 Nov 2002 to 15 Nov 2002)
Sebastien Pascal Gilles Beguelin
IRN SPB01227
- [FCA CF] Material risk taker (since 12 May 2023)
Shalin Shah
IRN SNS01024
- [FCA CF] Material risk taker (since 1 Apr 2022)
Shane Savage
IRN SXS00063
- CF21 Investment Adviser (11 Nov 2002 to 23 Mar 2004)
Shane Swanson
IRN SXS00052
- CF21 Investment Adviser (11 Nov 2002 to 10 Feb 2003)
Sharon Lee Perkins
IRN SLP00001
- CF22 Investment Adviser (Trainee) (25 Feb 2004 to 3 Jun 2004)
Shaun Perry
IRN SXP00096
- CF21 Investment Adviser (11 Nov 2002 to 1 Oct 2002)
Silas Chun Haw Voon
IRN SCV00006
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 Oct 2002)
Simon Dominic Rumsey
IRN SDR00011
- CF21 Investment Adviser (11 Nov 2002 to 2 May 2003)
Simon Francis Richards
IRN SFR00004
- CF21 Investment Adviser (11 Nov 2002 to 10 Mar 2003)

Smaller firms operating under this firm's FCA authorisation.

United Friendly Financial Planning Limited (no longer appointed)
FRN 205626 · Appointed 4 Nov 1993 · Until 2 Oct 2003

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.