Simon Dominic Rumsey

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Bluetrust Limited (no longer approved here)
FRN 514224
- CF30 Customer (14 Feb 2011 to 9 May 2014)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF30 Customer (1 Nov 2007 to 25 May 2011)
- CF21 Investment Adviser (25 Jun 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (9 Feb 2007 to 25 Jun 2007)
RLUM Limited (no longer approved here)
FRN 144032
- CF21 Investment Adviser (3 Dec 2003 to 8 Feb 2007)
- CF22 Investment Adviser (Trainee) (18 Sep 2003 to 3 Dec 2003)
Royal London Unit Trust Managers Limited (no longer approved here)
FRN 144037
- CF21 Investment Adviser (11 Nov 2002 to 2 May 2003)
Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)
FRN 117672
- CF21 Investment Adviser (1 Dec 2001 to 2 May 2003)
Royal London Savings Limited (no longer approved here)
FRN 191237
- CF21 Investment Adviser (1 Dec 2001 to 2 May 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.