Date authorised
1 April 2013
Companies House
03642633
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Royal London House
    Alderley Park
    Congleton Road
    Nether Alderley
    Macclesfield
    Cheshire
    SK10 4EL
    UNITED KINGDOM
    Phone
    +4402075066500
  • Complaints Contact

    Royal London House
    Alderley Park
    Congleton Road
    Nether Alderley
    Macclesfield
    SK10 4EL
    UNITED KINGDOM
    Phone
    +4401625717097

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Proctor

    IRN SXP00024

    • CF21 Investment Adviser (1 Dec 2001 to 10 Mar 2003)
  • Stephen Richard Lewin

    IRN SRL00005

    • CF21 Investment Adviser (1 Dec 2001 to 9 Apr 2002)
  • Stephen Shone

    IRN SXS01255

    • CF3 Chief Executive (18 Sep 2003 to 22 Apr 2013)
    • CF1 Director (18 Sep 2003 to 22 Apr 2013)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • Stephen Spelman

    IRN SXS00062

    • CF21 Investment Adviser (1 Dec 2001 to 16 Sep 2002)
  • Stephen Thom

    IRN SXT00030

    • CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2002)
  • Stephen William Hayes

    IRN SWH00012

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 11 Apr 2002)
  • Stephen William Hunnable

    IRN SXH00113

    • CF21 Investment Adviser (1 Dec 2001 to 3 Oct 2002)
  • Stevan Gilbert Lomax

    IRN SGL00005

    • CF21 Investment Adviser (1 Dec 2001 to 21 Sep 2004)
  • Steven Barry Holland

    IRN SBH00004

    • CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2002)
  • Steven Brian Parlett

    IRN SBP01014

    • CF10 Compliance Oversight (27 Dec 2007 to 4 Oct 2012)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 4 Oct 2012)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.