Date authorised
1 April 2013
Companies House
03642633
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Royal London House
    Alderley Park
    Congleton Road
    Nether Alderley
    Macclesfield
    Cheshire
    SK10 4EL
    UNITED KINGDOM
    Phone
    +4402075066500
  • Complaints Contact

    Royal London House
    Alderley Park
    Congleton Road
    Nether Alderley
    Macclesfield
    SK10 4EL
    UNITED KINGDOM
    Phone
    +4401625717097

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Allan Chapman

    IRN MAC00052

    • CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2002)
  • Mark Andrew Mulley

    IRN MAM00037

    • CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2002)
  • Mark Andrew Statham

    IRN MAS00130

    • CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2002)
  • Mark Anthony Slack

    IRN MAS00047

    • CF21 Investment Adviser (1 Dec 2001 to 28 Mar 2003)
  • Mark Beresford

    IRN MXB00314

    • CF21 Investment Adviser (1 Dec 2001 to 8 Mar 2002)
  • Mark Brown

    IRN MXB01063

    • SMF3 Executive Director (since 26 Jun 2025)
    • SMF1 Chief Executive (since 27 Mar 2025)
    • [FCA CF] Material risk taker (19 Apr 2024 to 8 May 2025)
    • [FCA CF] Manager of certification employee (6 Feb 2024 to 27 Feb 2024)
    • [FCA CF] Significant management (8 Mar 2023 to 8 May 2025)
    • [FCA CF] CASS oversight function (1 Jan 2023 to 5 Feb 2024)
  • Mark Geoffrey Harrison

    IRN MGH00006

    • CF21 Investment Adviser (1 Dec 2001 to 10 Mar 2003)
  • Mark George Bithell

    IRN MGB00009

    • CF21 Investment Adviser (1 Dec 2001 to 10 Mar 2003)
  • Mark Howell

    IRN MXH00180

    • CF21 Investment Adviser (1 Dec 2001 to 10 Mar 2003)
  • Mark Jakymiw

    IRN MXJ00018

    • CF21 Investment Adviser (1 Dec 2001 to 10 Mar 2003)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.