Date authorised
1 April 2013
Companies House
03642633
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Royal London House
    Alderley Park
    Congleton Road
    Nether Alderley
    Macclesfield
    Cheshire
    SK10 4EL
    UNITED KINGDOM
    Phone
    +4402075066500
  • Complaints Contact

    Royal London House
    Alderley Park
    Congleton Road
    Nether Alderley
    Macclesfield
    SK10 4EL
    UNITED KINGDOM
    Phone
    +4401625717097

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James McGinty

    IRN JXM00126

    • CF21 Investment Adviser (1 Dec 2001 to 4 Feb 2003)
  • James Murphy Wilson

    IRN JMW00051

    • CF21 Investment Adviser (1 Dec 2001 to 14 Jun 2002)
  • James Patrick McKiernan

    IRN JPM00038

    • CF21 Investment Adviser (1 Dec 2001 to 7 Jun 2002)
  • James Paul Doherty

    IRN JPD00028

    • CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2002)
  • James Richard Reid

    IRN JRR00019

    • CF21 Investment Adviser (1 Dec 2001 to 13 May 2003)
  • James Sandell

    IRN JXS02362

    • [FCA CF] Manager of certification employee (5 Feb 2025 to 3 Nov 2025)
  • James Stanley Pendreich

    IRN JSP00014

    • CF21 Investment Adviser (25 Apr 2002 to 27 Nov 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Apr 2002)
  • Jamie Jenkins

    IRN JXJ00075

    • [FCA CF] Significant management (18 Jan 2021 to 31 Mar 2024)
  • Jane Clare Perkins

    IRN JXP76983

    • [FCA CF] Significant management (16 Apr 2021 to 30 Sep 2024)
  • Jason Andrew Gardiner

    IRN JAG01224

    • CF10 Compliance Oversight (4 Oct 2012 to 7 Apr 2015)
    • CF11 Money Laundering Reporting (4 Oct 2012 to 7 Apr 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.