Royal London Mutual Insurance Society, Limited (THE)

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FRN: 117672
Date authorised: 1 April 2013
Companies House: 00099064
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

80 Fenchurch Street

London

Middlesex

EC3M 4BY

UNITED KINGDOM

Phone

+442075066500

Web

https://www.royallondon.com
Complaints Contact

Royal London House

Alderley Park

Congleton Road

Nether Alderley

Macclesfield

SK10 4EL

UNITED KINGDOM

Phone

+441625717097

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
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- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
P2P Lending Advice

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Insurance Policies

For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health
Stockbroking

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Issues Insurance

For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health
Consumer Loans
Runs Stakeholder Pensions
Runs Personal Pensions
Loan Servicing
Investment Setup

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Targeted Money Guidance

For Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Adam Roberts
IRN AXR76965
- [FCA CF] Significant management (10 Dec 2018 to 15 Sep 2022)
Adewunmi Victor Soneye
IRN AXS00374
- 19. Administrative functions in relation to the operation of stakeholder pension schemes
- [FCA CF] Functions requiring qualifications (since 7 Jan 2021)
Adrian Charles Matthews
IRN ACM00025
- CF21 Investment Adviser (1 Dec 2001 to 8 Sep 2004)
Adrian Joseph Watts
IRN AJW00056
- CF21 Investment Adviser (1 Dec 2001 to 22 Feb 2002)
Adrian Michael Nixon
IRN AMN01040
- CF28 Systems and controls (8 Nov 2010 to 22 Apr 2013)
Adrian Neil Shaw
IRN ANS00003
- CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2002)
Adrian Paul Wheeler
IRN APW00065
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 Mar 2003)
Adrian Peter Huckle
IRN APH00013
- CF21 Investment Adviser (1 Dec 2001 to 25 Jan 2002)
Alan Arthur Briggs
IRN AAB00018
- CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2002)
Alan Burton
IRN AXB00091
- CF21 Investment Adviser (1 Dec 2001 to 7 Jun 2004)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Mumsnet Limited (no longer appointed)
FRN 770518 · Appointed 30 Jan 2017 · Until 9 Sep 2022
ASAP Discounts Limited (no longer appointed)
FRN 567459 · Appointed 30 Jan 2017 · Until 9 Sep 2022
The Support Group (UK) Ltd (no longer appointed)
FRN 768846 · Appointed 6 Jan 2017 · Until 5 Sep 2019
Reward Gateway (UK) Ltd (no longer appointed)
FRN 625338 · Appointed 5 Jan 2017 · Until 9 Sep 2022
Give As You Live Limited (no longer appointed)
FRN 588242 · Appointed 21 Nov 2016 · Until 9 Sep 2022
P & G Insurance Services Limited (no longer appointed)
FRN 735698 · Appointed 10 Feb 2016 · Until 28 Oct 2018
Topcashback Limited (no longer appointed)
FRN 476080 · Appointed 3 Jul 2015 · Until 9 Sep 2022
Clickmate Limited (no longer appointed)
FRN 621409 · Appointed 6 May 2015 · Until 17 Jun 2020
Bounty (UK) Ltd (no longer appointed)
FRN 222169 · Appointed 26 Nov 2014 · Until 27 Dec 2018
Vivat Finance Ltd (no longer appointed)
FRN 524497 · Appointed 15 Sep 2014 · Until 4 Apr 2016

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.