Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
80 Fenchurch StreetLondonMiddlesexEC3M 4BYUNITED KINGDOM- Phone
- +442075066500
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Complaints Contact
Royal London HouseAlderley ParkNether AlderleyMacclesfieldSK10 4ELUNITED KINGDOM- Phone
- +441625717097
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
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- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
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P2P Lending Advice
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity option and option on commodity future, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Non-investment insurance contracts, Personal pension scheme
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity option and option on commodity future, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Non-investment insurance contracts, Personal pension scheme
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity option and option on commodity future, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Personal pension scheme
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Insurance Policies
For All, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management
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Stockbroking
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity option and option on commodity future, Commodity Future, Stakeholder pension scheme, Spread Bet, Rolling spot forex contract, Life Policy, Non-investment insurance contracts, Personal pension scheme
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Retail (Investment), Professional, Eligible Counterparty, Life Policy, Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme, Rights to or interests in investments (Security), Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Personal pension scheme
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Issues Insurance
For All, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management
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Consumer Loans
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Runs Stakeholder Pensions
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Runs Personal Pensions
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Loan Servicing
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Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity option and option on commodity future, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Targeted Money Guidance
For Retail (Investment), Unit, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Life Policy
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity option and option on commodity future, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Simon Farmer
IRN SXF00058
- (891)CF21 Investment Adviser (1 Dec 2001 to 26 Oct 2002)
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Simon Francis Richards
IRN SFR00004
- (453)CF21 Investment Adviser (1 Dec 2001 to 10 Mar 2003)
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Simon George Flatman
IRN SGF01021
- (163)CF22 Investment Adviser (Trainee) (29 Jan 2002 to 15 Nov 2002)
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Simon Hector
IRN SXH00255
- (599)CF21 Investment Adviser (1 Dec 2001 to 24 Jul 2002)
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Simon James Hyde
IRN SJH00173
- (857)CF21 Investment Adviser (24 Jun 2002 to 10 Mar 2003)
- (856)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 24 Jun 2002)
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Simon John Harrison
IRN SJH00016
- (340)CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2002)
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Simon Maxwell Higgins
IRN SXH00084
- (1383)CF21 Investment Adviser (1 Dec 2001 to 8 Sep 2004)
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Simon Peter Hill
IRN SPH00010
- (988)CF21 Investment Adviser (1 Dec 2001 to 8 Feb 2002)
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Simon Peter Proud
IRN SPP00007
- (727)CF21 Investment Adviser (1 Dec 2001 to 22 Jul 2002)
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Simon Philip Wigdahl
IRN SPW00051
- (1004)CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Telegraph Media Group Limited (no longer appointed)
FRN 415487 · Appointed 13 Dec 2011 · Until 7 Nov 2014
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (1404)CF22 Investment Adviser (Trainee)
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controlled function added: (1403)CF21 Investment Adviser
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controlled function added: (1402)CF22 Investment Adviser (Trainee)
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controlled function added: (1401)CF21 Investment Adviser
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controlled function added: (1400)CF21 Investment Adviser
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controlled function added: (1399)CF22 Investment Adviser (Trainee)
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controlled function added: (1398)CF21 Investment Adviser
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controlled function added: (1397)CF22 Investment Adviser (Trainee)
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controlled function added: (1396)CF22 Investment Adviser (Trainee)
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controlled function added: (1395)CF21 Investment Adviser