Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (9 Sep 2023 to 25 Sep 2025)
- [FCA CF] Functions requiring qualifications (9 Sep 2023 to 25 Sep 2025)
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Aug 2023)
- CF1 Director (AR) (3 Jan 2018 to 11 Aug 2023)
- CF30 Customer (3 Jan 2018 to 11 Aug 2023)
-
- Employed By (3 Jan 2018 to 11 Aug 2023)
-
- CF1 Director (AR) (26 Jan 2017 to 27 Oct 2017)
- CF30 Customer (26 Jan 2017 to 27 Oct 2017)
-
- CF21 Investment Adviser (1 Dec 2001 to 8 Feb 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.